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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-10-05 |
Branch Locations
3605 Glenwood Ave Ste 210, Raleigh, NC 27612 • United States
Durham, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 10/2015 | 03/2020 |
| Ameriprise Financial Service, Llc | Raleigh | NC | 10/2015 | Present |
Outside Employment; Baseball Coach; Assistant coach; Assistant Baseball Coach with local High School; 4622 N Roxboro Road, , Durham, NC, 27704; Not Investment-Related; 02/16/2026; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-23 |
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