Andrew James Babb

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 07/2024
  Scott Sparks
  Denver, CO
• 07/2018 → 07/2024
  Northwestern Mutual Investment Services Llc
  Denver, CO
• 05/2014 → 06/2018
  Movement Training Systems Llc
  Centennial, CO
• 10/2018 → 07/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2019 → 09/2019
  Colorado Collegiate Box Lacrosse League
  Denver, CO
• 07/2024 → Present
  Hornor, Townsend & Kent, Llc
  Horsham, PA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: STREAMSIDE WEALTH | POSITION HELD: AGENT | ADDRESS: 2679 MAIN ST, SUITE 362, LITTLETON, CO 80120 | START DATE: 07/02/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 160 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-09-25

Designations

• Certified Financial Planner

Other Names

• Andrew James Babb
• Drew Babb Babb