Best Investors Account Sign in

Nicholas Regen

Morgan Stanley

New York, NY

CRD 6984125

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-08
NY RA APPROVED 2021-04-27
CT RA APPROVED 2020-12-16
  • TX RA
    APPROVED
    Since 2021-12-08
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2020-12-16

Branch Locations

399 Park Avenue 12Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2020 Present
Natixis Investment Managers Boston MA 06/2018 08/2018
Itau Private Bank Miami FL 06/2019 08/2019
Babson College Wellesley Hills MA 08/2019 05/2020
Unemployed Wellesley Hills MA 05/2020 09/2020
Babson College Wellesley Hills MA 08/2018 05/2019
Babson College Wellesley Hills MA 08/2016 05/2018
Morgan Stanley Private Bank, N.A New York NY 12/2020 Present
  • 09/2020 → Present
    Morgan Stanley
    New York, NY
  • 06/2018 → 08/2018
    Natixis Investment Managers
    Boston, MA
  • 06/2019 → 08/2019
    Itau Private Bank
    Miami, FL
  • 08/2019 → 05/2020
    Babson College
    Wellesley Hills, MA
  • 05/2020 → 09/2020
    Unemployed
    Wellesley Hills, MA
  • 08/2018 → 05/2019
    Babson College
    Wellesley Hills, MA
  • 08/2016 → 05/2018
    Babson College
    Wellesley Hills, MA
  • 12/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-16
  • S66 Uniform Combined State Law Examination
    2020-12-16

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor