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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-02-20 |
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
399 E San Antonio Dr Ste A, King City, CA 93930 • United States
19 S 5Th Ave, Clarion, PA 16214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2018 | 01/2023 |
| G&G Gas Inc. | New Bethlehem | PA | 08/2017 | 07/2018 |
| Island Home Realty | Honolulu | HI | 03/2017 | 08/2017 |
| Iproperties Llc | Honolulu | HI | 09/2016 | 12/2016 |
| Hamakua Framing | Honokaa | HI | 01/2017 | 03/2017 |
| Pueo's Osteria | Waikoloa Village | HI | 03/2017 | 08/2017 |
| Lpl Financial Llc | King City | CA | 02/2023 | Present |
1) 01/23/2023 - Gourley Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/23/2023 - Real Estate Rental - owner - 503 Liberty St, Clarion, PA - Investment related - 5 hours per month - Start date: 03/01/2018. 3) 01/23/2023 - Cattle Business - Buying and selling Cattle - New Bethlehem, PA - Non investment related - 0.1 Hours per month - Start date: 12/01/2022. 4) 10/11/2024 - Circle G Ranch - Real Estate Rental - Investment Related - New Bethlehem, PA - Start Date 05/15/2025 - 2 Hours per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-20 |
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