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Current Employers
Farmers Asset Management, Llc

30700 Russell Ranch Road 214, Westlake Village, CA 91362 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-24
CA RA APPROVED 2025-12-03
  • NY RA
    APPROVED
    Since 2026-07-24
  • CA RA
    APPROVED
    Since 2025-12-03

Branch Locations

King City, CA • United States

121 N. Vanderhurst Avenue, King City, CA 93930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Group King City CA 03/2006 Present
Farmers Financial Solutions, Llc King City CA 11/2006 Present
Farmers Asset Management, Llc King City CA 09/2025 Present
  • 03/2006 → Present
    Farmers Insurance Group
    King City, CA
  • 11/2006 → Present
    Farmers Financial Solutions, Llc
    King City, CA
  • 09/2025 → Present
    King City, CA
Other Businesses

B&C PROPERTIES POSITION: Property Owner NATURE: I purchased the office that I work out of, which includes attached residential rental units. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2015 ADDRESS: KING CITY CA 93930 DESCRIPTION: I collect rent from the residential units KING CITY UNION SCHOOL DISTRICT LEA-MEDICAL POSITION: Board Member NATURE: Community Board member for school district's LEA Medi-cal board INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2018 ADDRESS: King City CA 93930, United States DESCRIPTION: Board member for local school districts LEA Medi-cal board. We review and approve expenditures by the school district that come in from Medi-cal to support students CENTRAL CA SBDC POSITION: Board Member NATURE: From the website: Whether you want to launch, grow, transition or innovate your business, the Central California Small Business Development Center Regional Network provides expert consulting, training, market research, access to capital and other tools at low to no cost assistance. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: Merced CA 95340, United States DESCRIPTION: I am on the advisory board and provide input on future programs/events BUTTGEREIT, PETTITT & DAVIS POSITION: Real Estate Broker NATURE: Real Estate Broker, part-time INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2018 ADDRESS: King City CA 93930, United States DESCRIPTION: Acting as Real Estate Broker. Part-time on weekends KING CITY ROTARY POSITION: Board Member NATURE: Board Member for our local Rotary Club. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2018 ADDRESS: King City CA 93930, United States DESCRIPTION: I am on the board for our local Rotary club KING CITY POSITION: CITY COUNCIL MEMBER NATURE: I am an elected official on the City Council for King City INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2008 ADDRESS: KING CITY CA 93930, United States DESCRIPTION: CITY COUNCIL MEMBER FOR THE CITY OF KING CITY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-13
S63 Uniform Securities Agent State Law Examination 2007-01-22
  • S65 Uniform Investment Adviser Law Examination
    2025-06-13
  • S63 Uniform Securities Agent State Law Examination
    2007-01-22

View on SEC IAPD

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