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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-13
CA RA APPROVED 2023-05-31
  • TX RA
    APPROVED
    Since 2024-08-13
  • CA RA
    APPROVED
    Since 2023-05-31

Branch Locations

422 Broadway, King City, CA 93930 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cwr3 Consulting Llc Paso Robles CA 01/2010 03/2023
Edward Jones St Louis MO 03/2023 Present
Yesterdays Sportswear Paso Robles CA 03/2018 03/2021
Coastal Apparel Paso Robles CA 03/2016 03/2020
  • 01/2010 → 03/2023
    Cwr3 Consulting Llc
    Paso Robles, CA
  • 03/2023 → Present
    St Louis, MO
  • 03/2018 → 03/2021
    Yesterdays Sportswear
    Paso Robles, CA
  • 03/2016 → 03/2020
    Coastal Apparel
    Paso Robles, CA
Other Businesses

CWR3 Consulting Type of business: Consulting Paso Robles, CA Start date: 1/1/2010 Owner Hours per week: 0 Hours during trading: 0 Consultant City-State: Paso Robles CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-30
S63 Uniform Securities Agent State Law Examination 2012-06-08
  • S66 Uniform Combined State Law Examination
    2023-05-30
  • S63 Uniform Securities Agent State Law Examination
    2012-06-08
Other Names
  • Chip Raggio
  • Carl William Raggio
  • Carl William Raggio

View on SEC IAPD

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