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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 11/2010 | Present |
| Bank Of America, N.A. | Plano | TX | 11/2010 | Present |
I*691268For profit or not for profit: Entity For ProfitName of outside business organization: R D A L Investment related: N Address of business: Melissa, Texas, 75454 Position, title, association: Owner, Start date of relationship: 1/20/2022Number of hours devoted: 4 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , photography; Taking photos for events, families, friends etc. I*692247For profit or not for profit: Entity For ProfitName of outside business organization: Oxford Events LLCInvestment related: NAddress of business: melissa, Texas, 75454Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/20/2022Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Event hosting and party supply rentals I*4098267, Entity Type: Entity Charitable, Name of OBA: Saint Mark Catholic School, Address: Plano, Texas, 75075, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 08/03/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Keep record of all metings, coordinate publication of events in the weekly school newsletter, and keep details updated on school website. private school
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-03 |
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