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Malcolm Johnson

J.P. Morgan Securities LLC

Pasadena, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-02
TX RA APPROVED 2023-08-02
  • CA RA
    APPROVED
    Since 2023-08-02
  • TX RA
    APPROVED
    Since 2023-08-02

Branch Locations

201 S. Lake Ave Floor 7, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Angeles CA 07/2018 09/2021
Jpmorgan Chase Bank, N.A. Los Angeles CA 07/2018 09/2021
Deutsche Bank New York City NY 06/2017 08/2017
Unemployed Sylvania OH 06/2018 06/2018
Hybrid Securities Fund I Los Angeles CA 09/2021 03/2023
Prolead Los Angeles CA 09/2021 09/2022
Harvard University Cambridge MA 09/2014 05/2018
Unemployed Los Angeles CA 04/2023 06/2023
Jpmorgan Chase Bank, N.A. Pasadena CA 07/2023 Present
J.P. Morgan Securities Llc Pasadena CA 07/2023 Present
  • 07/2018 → 09/2021
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 07/2018 → 09/2021
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 06/2017 → 08/2017
    Deutsche Bank
    New York City, NY
  • 06/2018 → 06/2018
    Unemployed
    Sylvania, OH
  • 09/2021 → 03/2023
    Hybrid Securities Fund I
    Los Angeles, CA
  • 09/2021 → 09/2022
    Prolead
    Los Angeles, CA
  • 09/2014 → 05/2018
    Harvard University
    Cambridge, MA
  • 04/2023 → 06/2023
    Unemployed
    Los Angeles, CA
  • 07/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Pasadena, CA
  • 07/2023 → Present
    J.P. Morgan Securities Llc
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-02
S63 Uniform Securities Agent State Law Examination 2018-11-19
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    2018-11-19
Other Names
  • Malcolm Johnson
  • Malcolm Charles Johnson

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
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