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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-22 |
| TX | RA | APPROVED | 2024-03-19 |
Branch Locations
1201 Demonbreun St Ste 1280, Nashville, TN 37203 • United States
3424 Peachtree Rd Ne Floor 24, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Dallas | TX | 07/2018 | 05/2021 |
| Jpmorgan Securities Llc | Dallas | TX | 07/2018 | 05/2021 |
| Johns Hopkins University | Baltimore | MD | 08/2014 | 05/2018 |
| Five Stand Capital | Atlanta | GA | 06/2017 | 08/2017 |
| Highland Park High School Girls Lacrosse | Dallas | TX | 02/2019 | 10/2022 |
| Ensoworth Auxilary Programs | Nashville | TN | 09/2020 | 10/2020 |
| Jpmorgan Chase Bank Na | Nashville | TN | 06/2021 | Present |
| Jpmorgan Securities Llc | Nashville | TN | 06/2021 | Present |
| Excelsior Gp Ii, Llc | Nashville | TN | 01/2024 | Present |
Entity Name: Excelsior GP II, LLC Investment related: No Address: 104 Woodmont Blvd, Suite 120 Nashville, TN 37205 Nature of the other business: Real Estate Position/ Title/ Relationship: Owner/ Partner Start Date: Jan 01, 2024 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I have nothing to do with Excelsior. My spouse is set to become and official partner within the GP. Our RE Lawyer advised that for tax purpose, he should own his piece in the form of a TN LLC (that I would be a minority owner of). Excelsior GP II, LLC is a commercial real estate/private equity firm. As a minority owner in this LLC, I have no control rights and am not involved at all.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-01 |
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