Brian Robert Sullivan

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-02-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Army West Point Odia	West Point	NY	05/2015	01/2018
Highland Falls Recreation Department	Highland Falls	NY	05/2015	01/2018
College Of Mount Saint Vincent	Bronx	NY	08/2014	05/2018
Unemployed	Highland Falls	NY	07/2018	01/2019
Equitable Financial Life Insurance/Axa Advisors	New York	NY	12/2018	04/2019
The Vanguard Group, Inc.	Scottsdale	AZ	04/2021	02/2022
Fairway Testing	Stony Point	NY	07/2019	04/2021
Army West Point Odia	West Point	NY	04/2019	07/2019
Charles Schwab & Co., Inc.	Phoenix	AZ	04/2022	03/2023
Geller Advisors	New York	NY	03/2023	Present
Corient	New York	NY	01/2025	Present
Corient Services Llc	Miami	FL	01/2025	Present

05/2015 → 01/2018

Army West Point Odia

West Point, NY
05/2015 → 01/2018

Highland Falls Recreation Department

Highland Falls, NY
08/2014 → 05/2018

College Of Mount Saint Vincent

Bronx, NY
07/2018 → 01/2019

Unemployed

Highland Falls, NY
12/2018 → 04/2019

Equitable Financial Life Insurance/Axa Advisors

New York, NY
04/2021 → 02/2022

The Vanguard Group, Inc.

Scottsdale, AZ
07/2019 → 04/2021

Fairway Testing

Stony Point, NY
04/2019 → 07/2019

Army West Point Odia

West Point, NY
04/2022 → 03/2023

Charles Schwab & Co., Inc.

Phoenix, AZ
03/2023 → Present

Geller Advisors

New York, NY
01/2025 → Present

Corient

New York, NY
01/2025 → Present

Corient Services Llc

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-17
S63	Uniform Securities Agent State Law Examination	2019-03-15

Other Firms