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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-11-10
  • MA RA
    APPROVED
    Since 2021-11-10

Branch Locations

Amesbury, MA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pizza Pie Keene NH 01/2016 03/2017
Savings Bank Of Walpole Keene NH 09/2017 12/2017
Stonecrust Pizzeria Newburyport MA 06/2017 08/2017
Keene State College Keene NH 08/2014 05/2018
Famous Pizzeria Newburyport MA 05/2018 07/2018
Gwfs Equities Andover MA 07/2018 Present
  • 01/2016 → 03/2017
    Pizza Pie
    Keene, NH
  • 09/2017 → 12/2017
    Savings Bank Of Walpole
    Keene, NH
  • 06/2017 → 08/2017
    Stonecrust Pizzeria
    Newburyport, MA
  • 08/2014 → 05/2018
    Keene State College
    Keene, NH
  • 05/2018 → 07/2018
    Famous Pizzeria
    Newburyport, MA
  • 07/2018 → Present
    Gwfs Equities
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-22
S63 Uniform Securities Agent State Law Examination 2018-08-21
  • S66 Uniform Combined State Law Examination
    2021-09-22
  • S63 Uniform Securities Agent State Law Examination
    2018-08-21

View on SEC IAPD

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