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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-17
TX RA APPROVED 2024-10-14
  • MA RA
    APPROVED
    Since 2024-10-17
  • TX RA
    APPROVED
    Since 2024-10-14

Branch Locations

110 Haverhill Road Suite 236, Amesbury, MA 01913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Newbury MA 10/2016 10/2024
Unemployed Haverhill MA 11/2015 10/2016
Raymond James Financial Services, Inc. Amesbury MA 10/2024 Present
Raymond James Financial Services Advisors, Inc. Amesbury MA 10/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Primary Financial Advisors LLC Address: 110 Haverhill Rd Ste 236, Amesbury, MA, 01913-2145, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 10/14/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner and FA for branch FME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-10
  • S66 Uniform Combined State Law Examination
    2017-04-10
Designations

View on SEC IAPD

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