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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-11-02 |
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Wakefield | MA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Amesbury | MA | 11/2018 | Present |
POSITION: PROPRIETOR NATURE: VERY LIMITED TAX RETURN PREPARATION FOR NON SECURITIES CLEINTS INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 57 BARTLETTS REACH, AMESBURY MA 01913, United States DESCRIPTION: PREPARE ONE TAX RETURN DURING THE LATE SPRING AND EARLY SUMMER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-08 |
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