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Katelyn Michele Hannington

J.P. Morgan Securities LLC

New York, NY

CRD 6979470

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-16
TX RA APPROVED 2024-10-16
  • NY RA
    APPROVED
    Since 2024-10-16
  • TX RA
    APPROVED
    Since 2024-10-16

Branch Locations

1230 Avenue Of The Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Technology And Services New York NY 11/2016 06/2018
Hsbc Securities Usa Inc New York NY 07/2018 09/2022
Johannesburg Stock Exchange Johannesburg 08/2016 10/2016
First Republic Securities Company, Llc New York NY 09/2022 09/2023
First Republic Investment Management, Inc New York NY 09/2022 Present
J.P. Morgan Securities Llc New York NY 09/2023 Present
Jp Morgan Chase Bank, N.A. New York NY 10/2023 Present
  • 11/2016 → 06/2018
    Hsbc Technology And Services
    New York, NY
  • 07/2018 → 09/2022
    Hsbc Securities Usa Inc
    New York, NY
  • 08/2016 → 10/2016
    Johannesburg Stock Exchange
    Johannesburg
  • 09/2022 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 09/2022 → Present
    First Republic Investment Management, Inc
    New York, NY
  • 09/2023 → Present
    New York, NY
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-16
S63 Uniform Securities Agent State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2024-10-16
  • S63 Uniform Securities Agent State Law Examination
    2018-08-31
Other Names
  • Katelyn Michele Mills
  • Katelyn M Mills
  • Katelyn M Hannington

View on SEC IAPD

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