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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-16 |
| TX | RA | APPROVED | 2024-10-16 |
Branch Locations
1230 Avenue Of The Americas, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Technology And Services | New York | NY | 11/2016 | 06/2018 |
| Hsbc Securities Usa Inc | New York | NY | 07/2018 | 09/2022 |
| Johannesburg Stock Exchange | Johannesburg | 08/2016 | 10/2016 | |
| First Republic Securities Company, Llc | New York | NY | 09/2022 | 09/2023 |
| First Republic Investment Management, Inc | New York | NY | 09/2022 | Present |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | New York | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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