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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-25
  • TX RA
    APPROVED
    Since 2018-10-25

Branch Locations

3700 Buffalo Speedway, Houston, TX 77098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2018 Present
Ghw Usa Houston TX 01/2016 04/2017
Aig Houston TX 04/2017 06/2018
Bank Of America, N.A. Houston TX 09/2018 Present
Other Businesses

I*117764For profit or not for profit: For-Profit OrganizationName of outside business organization: Lin photography and services llcInvestment related: NAddress of business:houston, Texas 77007Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 1/1/2018Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: the purpose of the entity is to provide photography services to individual and families. my husband is the photographer. my responsibilities are to coordinate reservations and assist in photographer during photo shooting.I*10358For profit or not for profit: Name of outside business organization: Jin HuangInvestment related: Address of business:Houston, Texas 77007Nature of business: ,Position, title, association: , Start date of relationship: 10/1/2020Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*10359For profit or not for profit: Name of outside business organization: Jin Huang AirbnbInvestment related: Address of business:houston, Texas 77096Nature of business: ,Position, title, association: , Start date of relationship: 12/7/2020Number of hours devoted: 5 hour(s) Number of hours devoted during trading hours: 0Duties:Status: APPRVDI*636251For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Houston, Texas, 77074Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/20/2021Number of hours devoted: 5 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: I*1788275, Entity Type,For Profit Name of OBA:Lancy Management LLCAddress:Houston,TX,77096 Investment Related:NO Position, Title, Association: General Partner/Managing MemberEmployee Start Date:02/27/2024 No Hours: 2MONTHLYNo Hours during trading:0 Duties:the entity is established to manage my family's rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-24
  • S66 Uniform Combined State Law Examination
    2018-10-24

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