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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-08-07 |
| CO | RA | APPROVED | 2025-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Town & Country Insurance Agency | Pierce | NE | 01/2007 | Present |
| Signator Investors, Inc. | Pierce | NE | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Pierce | NE | 11/2018 | Present |
1) PIERCE COUNTY ECONOMIC DEVELOPMENT POSITION: President NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2012 ADDRESS: 111 W. Court St., Pierce NE 68769, United States DESCRIPTION: I run the meetings and help make the decisions to make us a successful entity that helps current and potential new business in Pierce County. 2) TOWN & COUNTRY WEALTH MANAGEMENT, LLC - FIXED INSURANCE POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/10/2017 ADDRESS: 210 E Main St, Ste 1, Pierce NE 68767, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) TOWN & COUNTRY WEALTH MANAGEMENT, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/10/2017 ADDRESS: 210 E Main St Ste 1, P.O. Box 159, Pierce NE 68767, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 4) CARLSON FINANCIAL GROUP, INC. POSITION: Agent/Registered Rep NATURE: Marketing Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: 717 S. Willow St., P.O. Box 969, North Platte NE 69101, United States DESCRIPTION: Marketing only
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-10 |
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