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Brooke M Phillips

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-17
  • CO RA
    APPROVED
    Since 2023-11-17

Branch Locations

250 Fillmore Street Suite 104, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Wellesley MA 07/2018 07/2023
Kw Closings, Llc South Burlington VT 05/2016 06/2018
The Vermont Economic Development Authority Montpelier VT 02/2018 05/2018
The University Of Vermont Burlington VT 08/2014 05/2018
Morgan Stanley Denver CO 11/2023 Present
Unemployed Na CO 07/2023 11/2023
  • 07/2018 → 07/2023
    Morgan Stanley
    Wellesley, MA
  • 05/2016 → 06/2018
    Kw Closings, Llc
    South Burlington, VT
  • 02/2018 → 05/2018
    The Vermont Economic Development Authority
    Montpelier, VT
  • 08/2014 → 05/2018
    The University Of Vermont
    Burlington, VT
  • 11/2023 → Present
    Morgan Stanley
    Denver, CO
  • 07/2023 → 11/2023
    Unemployed
    Na, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-19
  • S66 Uniform Combined State Law Examination
    2019-11-19
Other Names
  • Brooke Mary Phillips

View on SEC IAPD

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Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

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