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Kristina Rose Duswalt

Hornor, Townsend & Kent, LLC

New York, NY

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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-20
NY RA APPROVED 2025-04-23
  • FL RA
    APPROVED
    Since 2025-08-20
  • NY RA
    APPROVED
    Since 2025-04-23

Branch Locations

30 Vesey St 9Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Greenlawn NY 08/2010 06/2017
Old Castle Financial Advisors Garden City NY 05/2018 08/2018
Aim Services, Inc. Saratoga Springs NY 07/2017 01/2019
Leviton Melville NY 05/2019 08/2019
Wealthspring Capital New York NY 07/2020 06/2021
Wealthspring Capital Llc New York NY 07/2020 06/2021
Loyola University Maryland Greenlawn NY 09/2016 05/2020
The Walt Disney Company New York NY 06/2021 01/2025
Old Castle Financial Advisors New York NY 02/2025 Present
N/A Greenlawn NY 05/2020 07/2020
Hornor, Townsend & Kent, Llc Wilmington DE 03/2025 Present
  • 08/2010 → 06/2017
    Student
    Greenlawn, NY
  • 05/2018 → 08/2018
    Old Castle Financial Advisors
    Garden City, NY
  • 07/2017 → 01/2019
    Aim Services, Inc.
    Saratoga Springs, NY
  • 05/2019 → 08/2019
    Leviton
    Melville, NY
  • 07/2020 → 06/2021
    Wealthspring Capital
    New York, NY
  • 07/2020 → 06/2021
    Wealthspring Capital Llc
    New York, NY
  • 09/2016 → 05/2020
    Loyola University Maryland
    Greenlawn, NY
  • 06/2021 → 01/2025
    The Walt Disney Company
    New York, NY
  • 02/2025 → Present
    Old Castle Financial Advisors
    New York, NY
  • 05/2020 → 07/2020
    N/A
    Greenlawn, NY
  • 03/2025 → Present
    Hornor, Townsend & Kent, Llc
    Wilmington, DE
Previous Registrations
Other Businesses

INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: OLD CASTLE FINANCIAL ADVISORS | POSITION HELD: ASSISTANT | ADDRESS: 30 VESEY ST, 9TH FL, NEW YORK, NY 10007 | START DATE: 02/03/2025 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: ASSIST WITH INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-17
S65 Uniform Investment Adviser Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2025-04-17
  • S65 Uniform Investment Adviser Law Examination
    2020-12-18

View on SEC IAPD

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