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Gabriela Moran

J.P. Morgan Securities LLC

Colorado Springs, CO

Clackamas, OR

Vancouver, WA

West Linn, OR

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-02-18
OR RA APPROVED 2024-04-22
TX RA APPROVED 2023-02-28
WA RA APPROVED 2023-01-01
  • HI RA
    APPROVED
    Since 2026-02-18
  • OR RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2023-02-28
  • WA RA
    APPROVED
    Since 2023-01-01

Branch Locations

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

12400 Se Sunnyside Road, Clackamas, OR 97015 • United States

1205 Broadway, Vancouver, WA 98660 • United States

1875 Blankenship Rd., West Linn, OR 97068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Vancouver WA 05/2018 10/2022
Jpmorgan Chase Bank, N.A. Vancouver WA 04/2016 05/2018
Jp Morgan Chase Bank N.A. Vancouver WA 05/2018 10/2022
J.P. Morgan Securities Llc Vancouver OR 10/2022 Present
Jpmorgan Chase Bank, N.A. Vancouver OR 10/2022 Present
  • 05/2018 → 10/2022
    J.P. Morgan Securities Llc
    Vancouver, WA
  • 04/2016 → 05/2018
    Jpmorgan Chase Bank, N.A.
    Vancouver, WA
  • 05/2018 → 10/2022
    Jp Morgan Chase Bank N.A.
    Vancouver, WA
  • 10/2022 → Present
    J.P. Morgan Securities Llc
    Vancouver, OR
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Vancouver, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-27
S63 Uniform Securities Agent State Law Examination 2018-09-07
  • S66 Uniform Combined State Law Examination
    2022-12-27
  • S63 Uniform Securities Agent State Law Examination
    2018-09-07
Other Names
  • Gabriela Romero
  • Gaby Romero
  • Gabriela Romero Hernandez
  • Gaby Moran

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
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