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Baoli Guo

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Coralville, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-01-28
  • IA RA
    APPROVED
    Since 2019-01-28

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

327 2Nd St, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Iowa City IA 06/2017 Present
Wells Fargo Bank N.A Iowa City IA 06/2018 Present
Carousel Motors Iowa City IA 05/2014 06/2017
  • 06/2017 → Present
    Wells Fargo Bank, Na
    Iowa City, IA
  • 06/2018 → Present
    Wells Fargo Bank N.A
    Iowa City, IA
  • 05/2014 → 06/2017
    Carousel Motors
    Iowa City, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-28
S63 Uniform Securities Agent State Law Examination 2019-01-04
  • S65 Uniform Investment Adviser Law Examination
    2019-01-28
  • S63 Uniform Securities Agent State Law Examination
    2019-01-04

View on SEC IAPD

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ANDREW JAY HIMELSON

Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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