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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-01 |
| WI | RA | APPROVED | 2024-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2023 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2023 | 01/2024 |
| Vista Outdoor | Anoka | MN | 10/2018 | 10/2023 |
| Lazard Middle Market | Minneapolis | MN | 06/2018 | 10/2018 |
| Beverly Capital | Chicago | IL | 06/2016 | 05/2018 |
| Marquette University | Milwaukee | WI | 09/2014 | 06/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2024 | Present |
1. SELF STOR LLC, 2555 E. Calumet St., Appleton WI 54915, United States, 03/01/2020, Owner, Real Estate, NIR, 10 HR/MO - 1 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/11/2024 3. HOME TOWN SECURE LLC, N2398 Elm St, Wautoma WI 54982, 04/2025, Owner, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING. 4. DBA WATERMARK FINANCIAL SERVICES, 2555 E. Calumet St. WI 54915, 04/2025, W2 Employee, 1099, NIR, 40 HR/MO, 40 HR/MO TRADING. 5. BUTLER RENTALS, Appleton WI 54915, United States, 10/01/2024, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING 6. CP WRIGHT AVE LLC, 1917 Hulke Dr, Appleton, WI 54915, 01/2026, Owner, Passive Real Estate Ownership, NIR, 1 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-05 |
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