John Dwyer Mitchell

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-09-10
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	05/2021	Present
Merrill Lynch	Denver	CO	06/2018	08/2018
Merrill Lynch	Chicago	IL	05/2019	08/2019
Colorado State University	Fort Collins	CO	08/2016	12/2020
High School/Middle School	Highlands Ranch	CO	08/2010	08/2018
Unemployed	Highlands Ranch	CO	12/2020	05/2021

05/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
06/2018 → 08/2018

Merrill Lynch

Denver, CO
05/2019 → 08/2019

Merrill Lynch

Chicago, IL
08/2016 → 12/2020

Colorado State University

Fort Collins, CO
08/2010 → 08/2018

High School/Middle School

Highlands Ranch, CO
12/2020 → 05/2021

Unemployed

Highlands Ranch, CO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-29

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