Aayush Aggarwal

Current Employers

Employment History

• 06/2018 → 11/2019
  Roth Capital Partners
  Newport Beach, CA
• 01/2016 → 05/2018
  Chapman University
  Orange, CA
• 02/2017 → 01/2018
  Chapman University
  Orange, CA
• 08/2019 → 05/2021
  Chapman University
  Orange, CA
• 09/2021 → 05/2022
  Steelpeak Wealth Management
  Woodland Hills, CA
• 01/2016 → 05/2018
  Chapman University
  Orange, CA
• 08/2019 → 05/2021
  Chapman University
  Orange, CA
• 05/2021 → 09/2021
  Unemployed
  Orange, CA
• 05/2022 → 10/2022
  Unemployed
  Orange, CA
• 09/2022 → 11/2025
  Lpl Financial Llc
  Newport Beach, CA
• 12/2025 → Present
  Cetera Advisors Llc
  Greenwood Village, CO
• 12/2025 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 12/2025 → Present
  Cetera Wealth Services, Llc
  El Sugundo, CA
• 01/2021 → Present
  Redwood Huts, Llc
  Orange, CA
• 07/2021 → Present
  Crestwood Huts, Llc
  Orange, CA

Previous Registrations

• 2024-08-03 → 2025-12-11
  Lpl Financial Llc
  Newport Beach, CA

Other Businesses

1. NAME OF OTHER BUSINESS: CRESTWOOD HUTS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 07/2021 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MINIMAL LANDLORD DUTIES 2. . NAME OF OTHER BUSINESS: REDWOOD HUTS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MINIMAL LANDLORD DUTIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-01
• S63 Uniform Securities Agent State Law Examination
  2023-12-06