Justin Lee Smith

Current Employers

Employment History

• 01/2007 → 11/2017
  Ims Securities, Inc.
  Houston, TX
• 01/2007 → Present
  Ims Financial Advisors, Inc.
  Houston, TX

Previous Registrations

• 2006-11-28 → 2007-01-03
  Kestra Investment Services, Llc
  Danbury, TX
  Danbury, TX

Other Businesses

No. 1) Name of Business: Justin Lee Smith DBA The Smith Group. Non-Investment related. Address: 1718 Main St., Danbury, TX 77534. Nature of Business: Fixed/Traditional Insurance Sales. Position/Title/Relationship: Owner. Start Date: 2005. Hours per month: 120. Hours per month during Securities trading hours: 75. Duties/Responsibilities: Owner/Agent of P&C and Life/Health insurance agency. No. 2) Name of Business: Justin Smith. Non-Investment related. Address: 1718 Main St., Danbury, TX 77534. Nature of Business: Residential Rental House. Position/Title/Relationship: Owner. Start Date: 01/2013. Hours per month: 2. Hours per month during Securities trading hours: 1. Duties/Responsibilities: Own and manage personal rental property. No. 3) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: Advisory Services. Position/Title/Relationship: IAR. Start Date: 01/2007. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Offer advisory products to clients. Open new accounts, service existing accounts. No. 4) Angleton Christian School. Non-investment related. 976 Anchor Rd, Angleton, TX 77515. Volunteer on school board. Position: Director. Start Date: 01/01/2020. Hours/month: 5. Hours/month during securities trading hours: Varies. Serve as school board member overseeing school administration.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-16
• S63 Uniform Securities Agent State Law Examination
  2005-05-19