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Hayley Elizabeth Swaim

Cerity Partners LLC

New York, NY

Austin, TX

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
  • TX RA
    APPROVED
    Since 2026-01-06

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

3108 N Lamar Blvd. Suite B100, Austin, TX 78705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Life Management Irving TX 05/2018 08/2018
Northwestern Mutual Life Insurance Company Austin TX 05/2019 09/2020
Frisco High School Frisco TX 01/2015 08/2017
Austin Private Wealth, Llc Austin TX 09/2020 12/2025
University Of Texas At Austin Austin TX 08/2017 05/2019
Cerity Partners Llc New York NY 01/2026 Present
  • 05/2018 → 08/2018
    United Capital Financial Life Management
    Irving, TX
  • 05/2019 → 09/2020
    Northwestern Mutual Life Insurance Company
    Austin, TX
  • 01/2015 → 08/2017
    Frisco High School
    Frisco, TX
  • 09/2020 → 12/2025
    Austin Private Wealth, Llc
    Austin, TX
  • 08/2017 → 05/2019
    University Of Texas At Austin
    Austin, TX
  • 01/2026 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-15
S63 Uniform Securities Agent State Law Examination 2020-01-18
  • S65 Uniform Investment Adviser Law Examination
    2022-01-15
  • S63 Uniform Securities Agent State Law Examination
    2020-01-18
Designations
Other Names
  • Hayley Elizabeth Swaim

View on SEC IAPD

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