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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-27
  • MO RA
    APPROVED
    Since 2024-08-27

Branch Locations

2801 Market St, F & L Bldg, Saint Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 06/2018 08/2024
Disys St Louis MO 06/2018 09/2018
Unemployed Brentwood MO 09/2017 06/2018
Greater Missouri Imaging Creve Coeur MO 03/2013 09/2017
Wells Fargo Investment Institute, Inc St. Louis MO 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-31

View on SEC IAPD

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