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Kingsway House Havilland Street, St Peter Port GY1 2QE • Guernsey
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group, Llc | New York | NY | 06/2018 | 07/2019 |
| Bodos Bagels | Charlottesville | VA | 10/2013 | 01/2018 |
| University Of Virginia | Charlottesville | VA | 08/2016 | 05/2018 |
| Fdm Group | New York | NY | 07/2019 | 11/2019 |
| Amg Funds | Greenwich | CT | 11/2019 | 03/2023 |
| Wealthforge Securities | Richmond | VA | 03/2023 | 03/2024 |
| Eagle Point Credit Management | Greenwich | CT | 03/2023 | 01/2024 |
| Eagle Point Securities Llc | Greenwich | CT | 01/2024 | 05/2025 |
| Uti Investments America | New York | NY | 08/2025 | Present |
| Foreside Fund Services, Llc | New York | NY | 01/2026 | Present |
UTI Investments America Limited; Investment Related; Business Development; New York, NY; 08/2025; Assistant Vice President; AVP of Business development and Product Specialist, working both clients as well as with an outside distribution team; 160 Hrs./Mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-30 |
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