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Rovelyn Araza Yates

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gadsden, AL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-18
AL RA APPROVED 2024-09-07
  • TX RA
    APPROVED
    Since 2024-10-18
  • AL RA
    APPROVED
    Since 2024-09-07

Branch Locations

224 Broad St, Gadsden, AL 35901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gadsden AL 06/2018 Present
Jacksonville State University Jacksonville AL 01/2016 05/2018
Wakefields Inc. Anniston AL 05/2018 05/2018
Raymond James Financial Anniston AL 08/2017 12/2017
  • 06/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Gadsden, AL
  • 01/2016 → 05/2018
    Jacksonville State University
    Jacksonville, AL
  • 05/2018 → 05/2018
    Wakefields Inc.
    Anniston, AL
  • 08/2017 → 12/2017
    Raymond James Financial
    Anniston, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-06
  • S66 Uniform Combined State Law Examination
    2024-09-06
Other Names
  • Rovelyn Araza
  • Rovelyn A Yates

View on SEC IAPD

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JEFFREY ADAM LITTLE
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Jeffrey Brock Little
John Philip Day

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GADSDEN, AL
RAYMOND JAMES & ASSOCIATES, INC. · Gadsden, AL
LEVEL FOUR ADVISORY SERVICES · GADSDEN, AL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Gadsden, AL
OSAIC WEALTH, INC. · RAINBOW CITY, AL
CETERA INVESTMENT ADVISERS LLC · RAINBOW CITY, AL
EDWARD JONES · RAINBOW CITY, AL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Rainbow City, AL

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