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Diana Cristina Castro

Goodman Financial Corporation

Houston, TX

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Current Employers
Goodman Financial Corporation

5177 Richmond Avenue Suite 700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
  • TX RA
    APPROVED
    Since 2020-10-21

Branch Locations

5177 Richmond Ave Suite 700, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodman Financial Corporation Houston TX 12/2019 09/2020
Insight Wealth Strategies Houston TX 06/2018 11/2019
Forum Energy Technologies, Inc Houston TX 12/2014 05/2018
Goodman Financial Corporation Houston TX 09/2020 06/2022
Goodman Financial Corporation Houston TX 06/2022 11/2022
Goodman Financial Corporation Houston TX 11/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-20
  • S65 Uniform Investment Adviser Law Examination
    2020-10-20
Designations

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
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