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Daniel Hamm

J.P. Morgan Securities LLC

New York, NY

CRD 6974117

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-04
NY RA APPROVED 2023-04-26
  • TX RA
    APPROVED_RES
    Since 2023-10-04
  • NY RA
    APPROVED
    Since 2023-04-26

Branch Locations

331-337 South End Avenue, New York, NY 10280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Edison NJ 06/2018 04/2023
New York Life Insurance Co Edison NJ 06/2018 04/2023
Eagle Strategies Llc Staten Island NY 01/2020 04/2023
Strata Capital, Llc Edison NJ 06/2020 09/2022
J.P. Morgan Securities Llc New York NY 04/2023 Present
Jpmorgan Chase Bank, N.A. New York NY 04/2023 Present
Express Llc Freehold NJ 11/2016 01/2017
Commodity Sampler Services Llc Hazlet NJ 06/2017 08/2017
Daniel Hamm Background Actor New York NY 05/2017 07/2018
Brookdale Community College Lincroft NJ 09/2013 05/2021
  • 06/2018 → 04/2023
    Nylife Securities Llc
    Edison, NJ
  • 06/2018 → 04/2023
    New York Life Insurance Co
    Edison, NJ
  • 01/2020 → 04/2023
    Staten Island, NY
  • 06/2020 → 09/2022
    Strata Capital, Llc
    Edison, NJ
  • 04/2023 → Present
    New York, NY
  • 04/2023 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 11/2016 → 01/2017
    Express Llc
    Freehold, NJ
  • 06/2017 → 08/2017
    Commodity Sampler Services Llc
    Hazlet, NJ
  • 05/2017 → 07/2018
    Daniel Hamm Background Actor
    New York, NY
  • 09/2013 → 05/2021
    Brookdale Community College
    Lincroft, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-21
  • S66 Uniform Combined State Law Examination
    2020-01-21
Other Names
  • Daniel J Hamm
  • Daniel Hamm
  • Daniel Joseph Hamm

View on SEC IAPD

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