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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| NY | RA | APPROVED | 2023-04-26 |
Branch Locations
331-337 South End Avenue, New York, NY 10280 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Edison | NJ | 06/2018 | 04/2023 |
| New York Life Insurance Co | Edison | NJ | 06/2018 | 04/2023 |
| Eagle Strategies Llc | Staten Island | NY | 01/2020 | 04/2023 |
| Strata Capital, Llc | Edison | NJ | 06/2020 | 09/2022 |
| J.P. Morgan Securities Llc | New York | NY | 04/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2023 | Present |
| Express Llc | Freehold | NJ | 11/2016 | 01/2017 |
| Commodity Sampler Services Llc | Hazlet | NJ | 06/2017 | 08/2017 |
| Daniel Hamm Background Actor | New York | NY | 05/2017 | 07/2018 |
| Brookdale Community College | Lincroft | NJ | 09/2013 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-21 |
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