Joseph Patrick Fahey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2018
  Ernst + Young
  Buffalo, NY
• 06/2018 → Present
  Robert F. Fahey Jr. & Associates
  Williamsville, NY
• 06/2018 → 07/2025
  Cadaret, Grant & Co., Inc.
  Williamsville, NY
• 07/2025 → Present
  Lpl Financial Llc
  Williamsville, NY

Previous Registrations

• 2018-11-14 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Williamsville, NY

Other Businesses

1) 07/2025 - Robert F. Fahey Jr & Associates - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2018 - 180 hours per month/ 160 hours during trading 2) 07/2025 - DJF Homes LLC - Real Estate Rental - Partner - Investment Related - Home Based - Start Date 01/01/2025 - 4 hours per month/ 0 hours during trading 3) 07/2025 - Robert Fahey Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 5 hours per month/ 5 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-08-10

Designations

• Certified Financial Planner