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Harlan Garrett Sytsma

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Johnston, IA

CRD 6972482

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-10-01
  • IA RA
    APPROVED
    Since 2018-10-01

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

5880 Merle Hay Rd, Johnston, IA 50131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Des Moines IA 11/2016 Present
Wells Fargo Clearing Services, Llc Des Moines IA 06/2018 Present
Primerica Cedar Falls IA 01/2016 10/2016
  • 11/2016 → Present
    Wells Fargo Bank, Na
    Des Moines, IA
  • 06/2018 → Present
    Wells Fargo Clearing Services, Llc
    Des Moines, IA
  • 01/2016 → 10/2016
    Primerica
    Cedar Falls, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-01
S63 Uniform Securities Agent State Law Examination 2018-08-30
  • S65 Uniform Investment Adviser Law Examination
    2018-10-01
  • S63 Uniform Securities Agent State Law Examination
    2018-08-30
Other Names
  • Harlan Sytsma

View on SEC IAPD

Nearby Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.

Nearby Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE

Nearby Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

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