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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-07-06 |
Branch Locations
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
15 S Main St, Brighton, CO 80601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Westminster | CO | 08/2014 | Present |
| Wells Fargo Clearing Services, Llc | Westminster | CO | 06/2018 | Present |
| Front Range Community College | Westminster | CO | 08/2011 | Present |
DENVER DESIGN & DECOR, NOT INV RELATED, NORTHGLENN, CO, 33% OWNERSHIP, START 7/7/2021, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, EVENT DECORATING. | PUBLIC PARTNERSHIPS, LLC; NOT INV RELATED; PHOENIX, AZ; CAREGIVER ATTENDANT; 03/2025; 60 HOURS PER MONTH; NO HOURS DURING TRADING; PROVIDE SELF-DIRECTED CARE FOR PATIENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-13 |
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