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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
TN RA APPROVED 2024-10-14
  • TX RA
    APPROVED
    Since 2026-06-05
  • TN RA
    APPROVED
    Since 2024-10-14

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2018 09/2024
Apple Spice Nashville TN 05/2018 06/2018
Sound Speed Nashville TN 01/2011 06/2018
Bill Silva Entertainment Los Angeles CA 04/2016 09/2017
Ross Asher Entertainment Pasadena CA 01/2014 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 09/2024 Present
Bank Of America, N.A. Nashville TN 11/2024 Present
  • 07/2018 → 09/2024
    St Louis, MO
  • 05/2018 → 06/2018
    Apple Spice
    Nashville, TN
  • 01/2011 → 06/2018
    Sound Speed
    Nashville, TN
  • 04/2016 → 09/2017
    Bill Silva Entertainment
    Los Angeles, CA
  • 01/2014 → 01/2018
    Ross Asher Entertainment
    Pasadena, CA
  • 09/2024 → Present
    Nashville, TN
  • 11/2024 → Present
    Bank Of America, N.A.
    Nashville, TN
Previous Registrations
  • 2019-02-27 → 2024-10-01
    Nashville, TN
    St Louis, MO
    Puyallup, WA
    Puyallup, WA
    Puyallup, WA
    Puyallup, WA
    Nashville, TN
Other Businesses

I*2026301, Name: Rental Property 1, Not Investment related, Address: Yelm, Washington, 98597, Nature: Rental Property, Title, or relationship: Sole owner, Start date: 30-Sep-2024, Approximate number of hours/month: 1, Number of hours during securities trading hours: 0, Briefly describe your duties: Sole owner of Rental Property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-25
  • S66 Uniform Combined State Law Examination
    2019-02-25
Other Names
  • Ross David Asher

View on SEC IAPD

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