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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-17 |
Branch Locations
16055 Space Center Boulevard Suite 100, Houston, TX 77062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial, Inc. | Austin | TX | 06/2018 | 08/2018 |
| Kestra Financial, Inc. | Austin | TX | 05/2019 | 09/2019 |
| Caddo Parish Schools/ Louisiana State University | Shreveport | LA | 01/2009 | 05/2019 |
| Morgan Stanley | Houston | TX | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-16 |
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