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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-08-25 |
| TX | RA | APPROVED | 2019-12-09 |
Branch Locations
1701 Platte Street Suite 131, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Denver | CO | 06/2019 | Present |
| Eldora Ski Resort | Nederland | CO | 02/2019 | 03/2019 |
| Segall Hamill & Bryant | Denver | CO | 09/2018 | 10/2018 |
| Beta Finance | Tel Aviv | 05/2017 | 08/2017 | |
| Charles Schwab & Co., Inc. | Lone Tree | CA | 06/2018 | 08/2018 |
| Undergraduate Interfraternity Council At Cu Boulder | Boulder | CO | 12/2017 | 12/2018 |
| Jim Isler Real Estate | Denver | CO | 07/2016 | 07/2017 |
| University Of Colorado Boulder | Boulder | CO | 08/2017 | 05/2018 |
| University Of Colorado Boulder | Boulder | CO | 08/2018 | 05/2019 |
| University Of Colorado Boulder | Boulder | CO | 08/2017 | 05/2018 |
| University Of Colorado At Boulder | Boulder | CO | 08/2016 | 05/2017 |
| Charles Schwab Bank, Ssb | Denver | CO | 02/2021 | Present |
| Td Ameritrade, Inc. | Denver | CO | 02/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-09 |
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