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Carrie Marin Spengler

J.P. Morgan Private Investments Inc.

New York, NY

CRD 4930402

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Employer firm

J.p. Morgan Private Investments Inc. CRD 110186

$470B regulatory AUM 448,842 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • MANAGER RESEARCH SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Private Investments Inc.

270 Park Avenue, New York, NY 10017-2014 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
  • TX RA
    APPROVED_RES
    Since 2021-01-28

Branch Locations

277 Park Ave, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na New York NY 02/2011 Present
Jp Morgan Securities Llc New York NY 10/2008 Present
J.P. Morgan Private Investments Inc. New York NY 01/2021 Present
  • 02/2011 → Present
    Jp Morgan Chase Bank Na
    New York, NY
  • 10/2008 → Present
    Jp Morgan Securities Llc
    New York, NY
  • 01/2021 → Present
    J.P. Morgan Private Investments Inc.
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-31
  • S63 Uniform Securities Agent State Law Examination
    2005-10-31
Other Names
  • Carrie Spengler

View on SEC IAPD

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