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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2019-06-03
CT RA APPROVED 2019-05-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2019-06-03
  • CT RA
    APPROVED
    Since 2019-05-03

Branch Locations

225 Liberty St Pbig - New York, New York, NY 10281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2018 Present
Georgeson New York NY 05/2017 07/2017
College Of The Holy Cross Worcester MA 09/2014 05/2018
Bank Of America, N.A. New York NY 04/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-02
  • S66 Uniform Combined State Law Examination
    2019-05-02
Other Names
  • Justin Carfora

View on SEC IAPD

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