Gary Richard Burggraf

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2021-05-06
TX	RA	APPROVED	2021-05-06

Branch Locations

Douglaston, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2019	11/2019
Marist College	Poughkeepsie	NY	01/2016	05/2019
Alex Brown, A Division Of Raymond James	New York	NY	06/2018	08/2018
Unemployed	Livingston	NJ	11/2019	01/2020
New York Life Insurance Company	Livingston	NJ	01/2020	02/2020
Unemployed	Livingston	NJ	02/2020	04/2020
United Wealth Group	Monmouth Junction	NJ	04/2020	Present
Guardian Life Insurance Company	Monmouth Junction	NJ	04/2020	Present
Park Avenue Securities	Monmouth Junction	NJ	04/2020	Present
Ubs	New York	NY	04/2021	Present

07/2019 → 11/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
01/2016 → 05/2019

Marist College

Poughkeepsie, NY
06/2018 → 08/2018

Alex Brown, A Division Of Raymond James

New York, NY
11/2019 → 01/2020

Unemployed

Livingston, NJ
01/2020 → 02/2020

New York Life Insurance Company

Livingston, NJ
02/2020 → 04/2020

Unemployed

Livingston, NJ
04/2020 → Present

United Wealth Group

Monmouth Junction, NJ
04/2020 → Present

Guardian Life Insurance Company

Monmouth Junction, NJ
04/2020 → Present

Park Avenue Securities

Monmouth Junction, NJ
04/2021 → Present

Ubs

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-14

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