Grant Edward Brown

Current Employers

Employment History

• 01/2012 → 08/2018
  Compensation Planning Inc.
  Warwick, RI
• 08/2018 → Present
  Kestra Investment Services, Llc.
  Warwick, RI
• 08/2018 → Present
  Jefferson Advisors
  Warwick, RI
• 08/2018 → Present
  Kestra Advisory Services, Llc.
  Warwick, RI

Other Businesses

Name: Compensation Planning Inc. Investment Related: No Address: 67 Jefferson Blvd Warwick RI 02888 Nature of Business: Other TPA Position, Title or Relationship: Vice President/Retirement Plan Cons Start Date: 1/1/2012 Hours/month: 81% - 90% (129 - 144 hours) Hours/month during trading hours: 71% - 80% (99 - 112 hours) Duties: -Consulting with internal staff and business owners on ERISA compliance questions/issues -Running Analysis of Retirement Plan Options for Prospective Clients -Improving Technology and Procedures in office Name: Jefferson Advisors Investment Related: Yes Address: 67 Jefferson Blvd Warwick RI 02888 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Retirement Plan Consultant Start Date: 10/1/2018 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Helping plan sponsor select and monitor the investment. Helping individuals invest. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 1/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advising on 401k plans Name: BOARD MEMBER OF ESTATE PLANNING COUNCIL OF RI POSITION: Board Member and Treasurer NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2022 ADDRESS: PO Box 17215, Smithfield RI 02917, United States DESCRIPTION: Attend Meetings and vote on a variety of items. As Treasurer effective July 2027 the role also entails Financial Oversight & Reporting: Reviewing financial status, monitoring cash flow, reviewing bank statements, and presenting financial reports prepared by CAMI at quarterly meetings. Budget Leadership: Drafting the annual operating budget, which tracks expenses for educational seminars, guest speakers, networking events, and meeting and administrative costs

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-11-19

Designations