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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-05 |
| TX | RA | APPROVED | 2023-10-05 |
Branch Locations
3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James Dumbeck | Seal Beach | CA | 06/2021 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies Inc. | Lakewood | CA | 11/2019 | 07/2021 |
| Waddell & Reed | Seal Beach | CA | 11/2019 | 07/2021 |
| Unemployed | Tarzana | CA | 08/2016 | 07/2017 |
| Tdk Financial Group | Seal Beach | CA | 07/2018 | 06/2021 |
| Kamrad Llc | Woodland Hills | CA | 12/2008 | 02/2018 |
| At&T | Lakewood | CA | 07/2017 | 08/2019 |
| Lpl Financial Llc | Fort Mill | SC | 07/2021 | 09/2023 |
| Morgan Stanley Smith Barney Llc | Long Beach | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-09 |
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