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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-10-01 |
Branch Locations
11 N Water Street Suite 2600, Mobile, AL 36602 • United States
Daphne, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Mobile | AL | 10/2007 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2018 | Present |
| Cetera Investment Advisers Llc | Mobile | AL | 10/2020 | Present |
1. AREA INVESTMENT EXECUTIVE FOR REGIONS BANK, MANAGE FINANCIAL ADVISORS AND LICENSED BANKERS, COACH AND TRAIN TO ASSIST THEIR CUSTOMERS AND GENERATE REVENUE 2. RENTAL PROPERTY, 100% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-30 |
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