Best Investors Account Sign in

Kenneth Hickman

Ameriprise Financial Services, LLC

Long Beach, CA

Brea, CA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-15
CA RA APPROVED 2021-11-12
  • TX RA
    APPROVED_RES
    Since 2023-09-15
  • CA RA
    APPROVED
    Since 2021-11-12

Branch Locations

3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States

Brea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Irvine CA 06/2018 03/2021
N/A Brea CA 12/2017 06/2018
Well Fargo Corp Anaheim CA 05/2017 12/2017
Us Bank Brea CA 01/2016 11/2016
N/A Brea CA 11/2016 05/2017
N/A Brea CA 03/2021 11/2021
Ameriprise Financial Services, Llc Long Beach CA 11/2021 Present
  • 06/2018 → 03/2021
    Ameriprise Financial Services, Inc
    Irvine, CA
  • 12/2017 → 06/2018
    N/A
    Brea, CA
  • 05/2017 → 12/2017
    Well Fargo Corp
    Anaheim, CA
  • 01/2016 → 11/2016
    Us Bank
    Brea, CA
  • 11/2016 → 05/2017
    N/A
    Brea, CA
  • 03/2021 → 11/2021
    N/A
    Brea, CA
  • 11/2021 → Present
    Ameriprise Financial Services, Llc
    Long Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2018-12-05
Other Names
  • Kenneth Hickman
  • Ken Hickman
  • Ken B Hickman
  • Kenneth Barthram Hickman

View on SEC IAPD

Other Firms

EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
KENSINGTON INVESTMENT COUNSEL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
THE CHARTIST

Other Investors

Gregory Stephen Prough
DEREK THOMAS KOKUBUN
ART ANTHONY IGNACIO
CHRISTOPHER VANHORN
PAUL JOSEPH AYD
NORA SEMERJIAN
JEANNE ANNE SUTTIE
VALI JEAN DEVRIES

Other Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA

More in Long Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor