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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-15 |
| CA | RA | APPROVED | 2021-11-12 |
Branch Locations
3900 Kilroy Airport Way Ste 190, Long Beach, CA 90806-6815 • United States
Brea, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Irvine | CA | 06/2018 | 03/2021 |
| N/A | Brea | CA | 12/2017 | 06/2018 |
| Well Fargo Corp | Anaheim | CA | 05/2017 | 12/2017 |
| Us Bank | Brea | CA | 01/2016 | 11/2016 |
| N/A | Brea | CA | 11/2016 | 05/2017 |
| N/A | Brea | CA | 03/2021 | 11/2021 |
| Ameriprise Financial Services, Llc | Long Beach | CA | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-05 |
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