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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-07-01 |
| CA | RA | APPROVED | 2019-03-01 |
Branch Locations
101 Main Street, Suite G, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2018 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2018 | Present |
| Lendingclub Corporation | Westborough | MA | 06/2013 | 06/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2019 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 03/2019, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 2) SAM WESTERMANN, 111 SANTA ROSA AVE STE 330 SANTA ROSA CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,07/2019, INV REL, 5 HR/MO 0 HR/MO TRADING 3) OPEN TRAIL FINANCIAL CONSULTANTS, 111 SANTA ROSA AVENUE SUITE 330 SANTA ROSA CA, 05/2024, IAR, DBA, INV REL, 0 HR/MO 0 HR/MO TRADING 4) PROTECTED INVESTORS OF AMERICA PIA, 111 Santa Rosa Ave, Suite 330, Santa Rosa CA 95404, United States, 10/16/2024, IAR, DBA Name, NIR, 0 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-22 |
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