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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-10 |
| MO | RA | APPROVED | 2024-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance Group | Ste. Genevieve | MO | 07/2004 | 11/2023 |
| Farmers Financial Solutions | Ste. Genevieve | MO | 03/2005 | 11/2023 |
| Hsb Advisors Llc | Ste. Genevieve | MO | 10/2023 | Present |
| Hsb Financial Solutions Llc | Ste. Genevieve | MO | 11/2023 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2024 | Present |
1.HSB ADVISORS LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, HELP PREPARE TAX RETURNS, EMPLOYEE, 20H/WEEK, 10H/WEEK DURING TRADING HOURS, SINCE 10/2023 2.OKENFUSS LLC, INVESTMENT RELATED, ADDRESS IS STE GENEVIEVE, MO, PARTNER, OWNER, RENTAL HOME OWNERSHIP, 0H/WEEK, SINCE 03/2005 3. HSB FINANCIAL SOLUTIONS LLC; INVESTMENT RELATED, SAME AS REGISTERED LOCATION, EMPLOYEE, PROVIDE FINANCIAL SOLUTIONS TO CLIENTS, DBA FOR INVESTMENTS, INSURANCE, 40H/WEEK, 32H/WEEK DURING TRADING HOURS, SINCE 11/2023. 4. SALES OF HEALTH INSURANCE, NOT INVESTMENT RELATED, SAME AS REGISTERED BRANCH, AGENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-04 |
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