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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
MO RA APPROVED 2017-03-17
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • MO RA
    APPROVED
    Since 2017-03-17

Branch Locations

21450 Highway 32, Ste. Genevieve, MO 63670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Client One Securities, Llc Leawood KS 04/2016 03/2017
Horrell & Basler Financial Group Llc Ste. Genevieve MO 02/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2017 Present
Hsb Advisors, Llc Ste. Genevieve MO 01/2017 Present
27 N Main Street, Llc Ste. Genevieve MO 03/2023 Present
  • 04/2016 → 03/2017
    Client One Securities, Llc
    Leawood, KS
  • 02/2017 → Present
    Horrell & Basler Financial Group Llc
    Ste. Genevieve, MO
  • 03/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2017 → Present
    Schaumburg, IL
  • 01/2017 → Present
    Hsb Advisors, Llc
    Ste. Genevieve, MO
  • 03/2023 → Present
    27 N Main Street, Llc
    Ste. Genevieve, MO
Previous Registrations
Other Businesses

1) HSB FINANCIAL SOLUTIONS LLC INVESTMENT RELATED: YES ; SAME AS REGISTERED LOCATION ; FINANCIAL SERVICES ; START DATE: 09/2020 ; OWNER / MEMBER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; INVESTMENT ADVICE AND SOLUTIONS TO HELP CLIENTS ACHIEVE THEIR FINANCIAL GOALS ; 2): HSB ADVISORS, LLC INVESTMENT RELATED: NO, SAME AS REGISTERED LOCATION, TAX AND ACCOUNTING, START DATE: 01/2022,: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, TAX PREP, ACCOUNTING, AND PAYROLL SERVICES; 3) VALLE CATHOLIC SCHOOLS FOUNDATION ; INVESTMENT RELATED: NO ; 40 NORTH 4TH ST, STE. GENEVIEVE, MO 63670 ; NON-PROFIT ; START DATE: 11/2020 ; DONOR CONSULTANT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ;: EDUCATING POTENTIAL DONORS ON VARIOUS WAYS TO DONATE ; 4) AMERICAN LEGION, VOLUNTEER BASEBALL COACH, STE. GENEVIEVE, MO, 10 HRS WEEK: 5) UNIVERSITY OF MISSOURI EXTENSION ; INVESTMENT RELATED: NO ; 1300 PROGRESS PKWY, SUITE B, STE. GENEVIEVE, MO 63670 ; COUNCIL MEMBER ; START DATE: 05/2021 ; TREASURER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; REVIEWING FINANCIALS ALONG WITH OTHER EXECUTIVES AND TO RECONCILE FINANCIAL STATEMENTS ; 6) STE GENEVIEVE CHAMBER FOUNDATION ; INVESTMENT RELATED: NO; 51 THIRD STREET ST GENEVIEVE, MO 63670 ; NON PROFIT ; START DATE: 8/2021 ; SECRETARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; MINUTES, ORGANIZE MEETING WITH EXECS, ABIDE BY BYLAWS ; 7) INDUSTRIAL DEVELOPMENT CORPORATION (IDC); INVESTMENT RELATED: NO; 51 S THIRD STREET STE GENEVIEVE, MO 63670; NON PROFIT; START DATE: 02/2024; TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; ATTEND MONTHLY, QUARTERLY, ANUAL MEETINGS, PROMOTE/DEVELOP INITIATIVES, MAINTAIN ACCOUNTABLE FINANCIAL RECORDS; 8) THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE CITY OF STE. GENEVIEVE; INVESTMENT RELATED: NO; 165 SOUTH 4TH STREET ST. GENEVIEVE, MO 63670; BOARD; START DATE: 06/2023; BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; ATTEND ANNUAL MEETINGS, ASSIST CITY WITH PROJECTS TO DEVELOP AND ENHANCE COMMUNITY; 9) 27 N MAIN STREET, LLC, INVESTMENT RELATED: NO, SAME AS REGISTERED LOCATION, ESTATE, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR A WEEK, MAY BE DURING TRADING HOURS, COMMERCIAL RENTAL; 10): 620 COLLINS PROPERTY HOLDINGS, LLC; INVESTMENT RELATED: NO ; SAME AS REGISTERED LOCATION; COMMERCIAL RENTAL REAL ESTATE; START DATE: 03/2024; MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; ASSISTING IN FINANCIALS, MAINTENANCE /UPKEEP OF THE BUILDING, CONDUCTING MEETINGS AND MAINTAINING RECORDS; 11)NAME OF OTHER BUSINESS: CITIZENS ELECTRIC CORPORATION INVESTMENT RELATED: NO, ADDRESS: 1500 RAND AVE, PERRYVILLE, MO 63775, NATURE OF BUSINESS: UTILITY, START: 12/2024, TITLE: BOARD MEMBER, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, DUTIES: ATTEND MEETINGS TO REVIEW APPLICANT NOMINATIONS 12) NAME OF OTHER BUSINESS: VALLE CATHOLIC SCHOOLS SCHOOL ADVISORY BOARD; INVESTMENT RELATED: NO; ADDRESS: 40 NORTH 4TH STREET ST. GENEVIEVE, MO 63670; NATURE OF BUSINESS: NON PROFIT; START: 07/2025; TITLE: BOARD MEMBER; APX # OF HR/WK: 1; APX # OF HRS DUR TRD HRS: 0; DUTIES: SERVE IN AN ADVISORY ROLE OFFERING ADVICE TO THE PASTOR OF THE PARISH AND PRESIDENT OF THE SCHOOLON TOPICS RELATED TO ITS OPERATIONS; 13) NAME OF OTHER BUSINESS: LAW ENFORCEMENT RESTITUTION FUND (LERF) BOARD; INVESTMENT RELATED: NO; ADDRESS: 55 SOUTH THIRD STREET, STE. GENEVIEVE, MO 63670; NATURE OF BUSINESS: BOARD; START: 2/2026; TITLE: BOARD MEMBER; APX # OF HR/WK: 0.1; APX # OF HRS DUR TRD HRS: 0; DUTIES: DISCUSS THE PROPOSED BUDGET FOR THE YEAR;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-14
  • S66 Uniform Combined State Law Examination
    2016-04-14

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