Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2004-08-17
  • MO RA
    APPROVED
    Since 2004-08-17

Branch Locations

21450 Highway 32, Ste. Genevieve, MO 63670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2003 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2004 Present
Hsb Advisors, Llc Ste. Genevieve MO 11/2015 Present
Mrv Banks Genevieve MO 03/2018 Present
Hsb Financial Solutions Llc Ste Genevieve MO 09/2020 Present
Fathead Farms Llc Ste Genevieve MO 09/2021 Present
27 N Main Street, Llc Ste. Genevieve MO 03/2023 Present
  • 10/2003 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2004 → Present
    Schaumburg, IL
  • 11/2015 → Present
    Hsb Advisors, Llc
    Ste. Genevieve, MO
  • 03/2018 → Present
    Mrv Banks
    Genevieve, MO
  • 09/2020 → Present
    Hsb Financial Solutions Llc
    Ste Genevieve, MO
  • 09/2021 → Present
    Fathead Farms Llc
    Ste Genevieve, MO
  • 03/2023 → Present
    27 N Main Street, Llc
    Ste. Genevieve, MO
Other Businesses

1) HSB ADVISORS,LLC -INV REL -SAME ADDRESS AS REGISTERED BRANCH,CPA PRACTICE,STARTED 11/2015,OWNER,APX 40 HRS/WK,TAX,ACCOUNTING,AUDITING,AND CONSULTING,POWER OF ATTORNEY TO REPRESENT CLIENTS BEFORE THE IRS OPERATE THE BUSINESS. 2) ST. GENEVIEVE CATHOLIC CHURCH,NOT INV REL,49 DUBOURGH PL,STE GENEVIEVE,MO 63670;RELIGIOUS;START 4/2015;LESS THAN 0.5 HOURS/WEEK AFTER TRADING HOURS;FINANCE BOARD 3) KNIGHTS OF COLUMBUS COUNCIL 1037,NOT INVREL,600 MARKET ST,STE GENEVIEVE,MO,63670,KNIGHTS OF COLUMBUS,1HR/WK NOT DURING TRADING,MEMBER OF CLUBROOM BOARD. 4) MRV BANKS, NOT INV REL,871 STE GENEVIEVE DRIVE,STE GENEVIEVE,MO,63670,BANKING AND LENDING INSTITUTION,STARTED 3/2018,POSITION:BOARD MEMBER, APX 1 HRS PER WK,MAY BE DUR TRADING HOURS, DUTIES:REVIEWING FINANCIAL OF BANKING OPERATIONS AND APPROVING LOANS OF CURRENT AND POTENTIAL CUSTOMERS OF THE BANK. 5) BUSINESS:5599 PROPERTIES LLC; INV REL:NO; ADDRESS:21530 HIGHWAY 32,STE GENEVIEVE,MO 63670; NATURE OF BUSINESS:COMMERCIAL RENTAL PROPERTY; START DATE:05/2018; POSITION:OWNER / PARTNER; APX #OF HRS PER WK:0; APX # OF HRS DUR TRADING HRS:0; DUTIES:NONE,PARTNER WILL ASSIST IN COLLECTING RENT AND PAYING BILLS; 6) RIVERDOGS BASEBALL TEAM; INV REL: NO; ADDRESS:STE GENEVIEVE,MO 63670; NATURE OF BUSINESS:BASEBALL TEAM START DATE:03/2020; POSITION: HEAD COACH; APX # OF HRS PER WK:5; APX # OF HRS DUR TRADING HRS: 0; DUTIES:ORGANIZE PRACTICES,PROVIDE INSTRUCTIONAL DRILLS AND MANAGE TEAM; 7) HSB FINANCIAL SOLUTIONS LLC; INV REL:YES; ADDRESS:SAME AS REGISTERED LOCATION; NATURE OF BUSINESS:FINANCIAL SERVICES; START DATE:9/2020; POSITION:OWNER; APX # OF HRS PER WK:20; APX # OF HRS DUR TRADING HRS:20; DUTIES:DBA FOR FINANCIAL SERVICES 8) MISSISSIPPI LIME COMPANY; INV REL:NO; ADDRESS:16147 US HIGHWAY 61,STE GENEVIEVE,MO 63670; NATURE OF BUSINESS:COMMUNITY ADVISORY PANEL; START DATE:06/2021; POSITION:BOARD MEMBER APX # OF HRS PER WK:2 PER QUARTERLY MEETING; APX # OF HRS DUR TRADING HRS:2 PER QUARTERLY MEETING; DUTIES:COMMUNICATE WITH COMMUNITY BY ALLOWING BOARD TO LEARN MORE ABOUT MLC; 9) FATHEAD FARMS LLC, INV REL:NO, ADDRESS:275 GERARD ST,STE GENEVIEVE,MO,63670, NATURE OF BUSINESS:RECREATIONAL REAL ESTATE, START DATE:09/2021, POSITION:PARTNER, LESS THAN 1 HR PER WK,NOT DUR TRADING HRS, DUTIES:MAINTAINS PROPERTY; 10) 27 N MAIN STREET,LLC, INV REL:NO, ADDRESS:SAME AS REGISTERED LOCATION, NATURE OF BUSINESS:REAL ESTATE, START DATE:03/2023, POSITION:PARTNER, LESS THAN 1 HR A WK,MAY BE DUR TRADING HRS, DUTIES:COMMERCIAL RENTAL; 11) 620 COLLINS PROPERTY HOLDINGS,LLC; INV REL:NO; ADDRESS:SAME AS REGISTERED LOCATION; NATURE OF BUSINESS:COMMERCIAL RENTAL REAL ESTATE; START DATE:03/2024; POSITION:MEMBER; APX # OF HRS PER WK:LESS THAN 1; APX # OF HRS DUR TRADING HRS:LESS THAN 1; DUTIES:ASSISTING IN FINANCIALS,MAINTENANCE /UPKEEP OF THE BUILDING,CONDUCTING MEETINGS AND MAINTAINING RECORDS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-16
S63 Uniform Securities Agent State Law Examination 2000-08-25
  • S65 Uniform Investment Adviser Law Examination
    2004-07-16
  • S63 Uniform Securities Agent State Law Examination
    2000-08-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ste. Genevieve, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor