Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-09-28 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
10941 Forest Pines Dr, Raleigh, NC 27614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Raleigh | NC | 06/2018 | Present |
| Wells Fargo Bank, Na | Raleigh | NC | 07/2016 | Present |
MARY KAY, NOT INV RELATED, RALEIGH, NC, BEAUTY CONSULTANT; START DATE: 4/2018; 0 HRS PER MONTH; DUTIES HOST MARY KAY PARTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
Reach out to this advisor