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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-14 |
| IA | RA | APPROVED | 2023-06-22 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 07/2019 | 06/2023 |
| R&R Realty Group | West Des Moines | IA | 06/2015 | 08/2018 |
| Northland Securities | West Des Moines | IA | 06/2018 | 08/2018 |
| University Of Iowa | Iowa City | IA | 08/2015 | 05/2019 |
| Principal Life Insurance Company | West Des Moines | IA | 06/2023 | Present |
| Principal Securities Inc | West Des Moines | IA | 06/2023 | Present |
**INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/01/2023 ADDRESS: 6701 Westown Pkwy, West Des Moines IA 50266, United States DESCRIPTION: Responsibilities: Fixed Insurance: Life, DI, Medical, LTC, Annuities Group Insurance: Life, DI, Dental, Vision, Health **GLIB GAMES POSITION: CFO, VP, Treasurer NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2024 ADDRESS: 516 Walnut, Des Moines IA 50309, United States DESCRIPTION: I am the CFO, Treasurer, and Vice President of an LLC formed with my father and sister. The LLC is under the name GLiB Games and we design, publish, and sell board games. Customers will include anyone interested in board games.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-04 |
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