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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-21
VA RA APPROVED 2019-02-05
  • TX RA
    APPROVED
    Since 2020-09-21
  • VA RA
    APPROVED
    Since 2019-02-05

Branch Locations

4801 Cox Rd Ste 202, Glen Allen, VA 23060-6803 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Glen Allen VA 06/2018 03/2020
Virginia Asset Management Midlothian VA 06/2017 08/2017
Virginia Polytechnic Institute And State University Blacksburg VA 09/2017 05/2018
Virginia Polytechnic Institute And State University Blacksburg VA 09/2016 05/2017
Ameriprise Financial Services, Llc Glen Allen VA 03/2020 Present
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Glen Allen, VA
  • 06/2017 → 08/2017
    Virginia Asset Management
    Midlothian, VA
  • 09/2017 → 05/2018
    Virginia Polytechnic Institute And State University
    Blacksburg, VA
  • 09/2016 → 05/2017
    Virginia Polytechnic Institute And State University
    Blacksburg, VA
  • 03/2020 → Present
    Glen Allen, VA
Other Businesses

Business Ownership; LDL LLC; Co-owner; Manage Ameriprise Business; 4801 Cox Rd, , Glen Allen, VA, 23060; Investment-Related; 02/15/2023; 60 hours per month; 40 to 59 during trading hours / Kasch Levitch McAleer and Associates LLC; Co-owner; Manage Ameriprise Business; 4801 Cox Rd, , Glen Allen, VA, 23060; Investment-Related; 03/20/2025; 60 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-08
  • S66 Uniform Combined State Law Examination
    2018-11-08
Other Names
  • John S Gerard
  • John Scott Gerard

View on SEC IAPD

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